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Introduction
to Fairy Tale Interpretation
Once
upon a
time people told each other stories for entertainment, and perhaps to
some extent to help
transmit their culture, for in the clash of cultures as was occuring in
Europe throughout the age of fairy tale people will often define
themselves by such stories. However as they passed their stories on
from generation
to generation something happened, their cultures changed, over and over
again
the concerns and thoughts of the people changed, some of these changes
took
years, others where dramatic from conversions to new religions, famines
that
drove them from their homes, and invaders from other lands. And as
these people
changed so to did their stories, morphing and evolving, these stories
passed
from culture to culture from person to person, and as they where passed
on they would grow becoming a mean of the
humanity from whence they came, and while such stories will always
reflect the
time that they come form they will reflect in some way thousands of
years of
human history, for the thoughts, fears, hopes, dreams, and lives of
thousands
if not millions of people back each story.
These
people who told stories went through cycles, cycles of prosperity and
of unparalleled
poverty and horror, from times when starvation required the abandonment
of
children, to times when raging hoards from unknown lands destroyed
everything
that they held dear. Diseases swept the villages, with unknown causes
the
illnesses killed half the population prompting philosophers to advice
parents
not to get close to their children.
At the same
time these people experience triumph as they built a Renaissance, found
room to
dream, had children they loved, and a spouse who loved them. Many of
these
people even experienced the courage to stand up against the darkness,
to
overthrow their lords and to hope for a better future.
This is the
world of fairy tales, a strange world of magic and unparalleled human
emotion.
These stories are often the raw uncensored fears of the humans who
created
them, from dark woodlands to cannibals, incest, and wicked stepmothers,
these
stories tell of human history and human thought as few other things
can. For as
means of humanity folktales are not the thoughts and aspirations of one
person
but of generations upon generations of people. And each person has
their own
hopes, fears, and dreams. The fact that so many people have touched on
fairy
tales makes their interpretation in the historical purposes very
difficult. For
many symbols that made the first story significant have been altered,
or taken
out completely, replaced by new thoughts and ideas.
In this set
of articles I will mostly be concerned with past meanings of fairy
tales, their
historical values, as will as ways of understanding their historical
meanings.
This however does not mean that this is what fairy tales mean today,
fairy
tales change meaning depending on the time they are in, and depending
on the
way they are told, so they have likely changed meaning many times and
will
likely change meaning many more times. It is likely however that it is
easier
to interpret modern day meaning because you the reader create this
meaning,
historical meanings however have proved elusive, partly because people
have
felt the need to find universal truths in the stories, or deep
psychological
roots. However fairy tales likely have neither, a fairy tale is a story
that is
meant to change, meant to be altered, so by its very nature folktales
are not
so much universal in meaning as universal in the ability to be
meaningful. In
other words fairy tales do not mean the same thing for everyone or in
every
era, rather the way they are told, and changed is such that fairy tales
can
have meaning for everyone who reads them, and often this meaning is
exactly
what society is asking for.
Cultural Relativism
To
begin to understand what fairy
tales meant to peoples in the past one must first come to understand
the
concept of cultural relativism, that is the viewing of an event, a
story, etc
through the eyes of the culture which that story (in the case of the
fairy
tale) comes from. This is necessary because universal ideas are rare,
there are many if any
complete universal truths in human beliefs, most ideas and concepts
look
differently to every culture and social group. This concept is complex
in
modern times, as there are literally thousands of cultures on the
planet,
however when one adds the element of history into this concept cultural
relativism becomes even more difficult, for the people one is trying to
understand are long dead. One therefore must use what they know, and
yes
sometimes what they can guess to understand these people. This means
that the
interpretation of humans as a whole is an ongoing process, and it is
the
debates, the questions, as much as the answers that make researching
and
interpreting the fairytale so interesting and fulfilling.
The
next step to understanding
fairy tales is to begin to research multiple cultures; this must be
done
without Western conceptions of the happiness of hunter gatherer or
pastoral cultures.
For many the search to understand
other cultures begins with preconceived notions, most often any more
this is
that these cultures are better in some way. One must remmember that
people have developed the way they
developed out of necessity on a planet with very different geological
histories, weather patterns, and social histories. The Kung! were a
hunter
gatherer society because they where able to be, because a long series
of events
forced them to change in such a way that they would continue to be
hunter
gatherers. In New
York City,
humans have become a Metropolitan society because a long series of
events
forced them to change to become a
that
form of society. Understanding cultures is a very difficult task, one
which
requires honesty and accepting that there are logical reasons for the
way
people are. It also requires the belief that life is hard for everyone
that the
struggle continues for all people no matter how internal or superficial
everyone from the Pigmies in the Jungles to the Girl in California, to
the
starving peoples of the world, everyone has concerns, has sadness,
anger, fear,
joy, and with any luck love. You must come to accept and understand the
emotions of other people to truly understand other people.
Finally
in order to understand fairy
tales you must of course begin to understand the history of the area
where they
came from and quite possibly a longer history behind that of peoples
one would
think are totally unrelated to the people in question. Cinderella for
example
was first written down as a story in China.
This further adds difficulty
to understanding any given fairy tale as it is likely that most have
traveled geographically
through cultures as will as through time. This aside however one can
still
learn a lot by examining a singe regions history, or a single peoples
history,
recalling that all people at some point where hunter gatherers, before
evolving
to other forms of hunter gatherer societies, or agricultural life
styles. In
studying a people’s history remember that what may be most
important to the
fairy tale are not typically wars, there are after all very few fairy
tales of
these things, rather what is important are famines, diseases,
religious, and
cultural changes. Each of these things could influence the way stories
are told
and the way people think, and so should be examined to understand the
basics of
how people at any given time may have felt. This way the history and
the fairy
tales will both work to help develop our understanding of a people, and
humanity..
To
begin to understand the
difficulties in understanding fairy tales lets try an experiment I will
tell
you about two folk tales from different lands, and you will attempt to
guess at
their meaning. In the first folk tale some
children sneak out into the fields at night, and are cursed by evil
spirits. Much like the first tale the second is story two boys
sneak
off into the long grass together, there they talk to a women they
don’t know who
gives them food. She then eats one of them and chases the other who
barely
escapes with his life.
What
are the messages of these two
fairy tales? If you said don’t sneak off at night your wrong,
if you said don’t
talk to strangers your wrong, and if you said anything involving
sexuality you
are very wrong.
The
message of
the first
surprisingly for most people of Western cultures is in fact that you
will be
cursed if you go into the fields at night. This is becuase the story is
a
Micronesian story and there are many insects that can give horrible
diseases to
those who go into the fields at night. The people where well aware of
the consiquences of going into the fields and night, though they did
not know the origians of the diseases.
The
second is a Yupik legend from
the north, where the grass by rivers had sink holes which children
could die
in, stories where a way of keeping children away from these
area’s yet children
as young as seven would (and still do) wonder onto dry parts of the
wilderness
alone to hunt sometimes a mile or more from the village. So the concern
was
that long grass was dangerous, not that strangers, or the act of
wandering off
alone was dangerous.
Now
lets try another experiment.
Imagine three things with regards to the above stories. First a famine
sweeps
the land, making the abandonment of children a common event. Second
imagine
that the woodlands of both areas become filled with bandits,
isolationists,
wealthy nobles, fugitives and more. And that these peoples are
dangerous, and
have at times been dehumanized by the culture telling the stories, and
are in
many ways the targets of theft. Now imagine that fear of witches grows
so great
that people are burning them at the stakes by the thousands.
Suddenly
you have the stories of
Hansel and Gretel and Molly Whuppee who’s meanings are
completely different
from the above stories. Is this what happened to the Hansel and Gretel
stories?
One can’t of course know for certain but it is quite possible
that such an
evolution occurred.
Remember always that the
fairy
tales you read are not likely the original tales even if they where
written
exactly as told, for every time period in history changed these stories
to fit
their needs and ends, to match their culture. Peasants after all had no
qualms
about changing the stories to fit what they wanted or needed to say, or
to
match what they felt was just good entertainment.
Further the locations of the people telling the fairy tales changed
constantly, so the meaning which may have been obvious in a certian
geographical region, or cultural structure can be lost as the story
leaves such regions.
It
is important to continue the
discussion of fairy tales by helping rekindle half-truths and
discussing some
of the claimed myths, as will as some of the likely facts regarding
fairy
tales, and their emotional impact on people. I will begin this by
pointing out
that folklorists as a whole will tend to agree that women are the
mostly likely
bearers of many of the fairy tales, at least within Europe.
This does not mean that it was always they who told the stories,
however in
general it would seem that women who worked within the home, or who
told
stories to families and each other where the most likely tellers of
such
stories. This is important to understand because it can help explain
why many
of the most involved or interesting fairy tales involve female
heroines. Keep
in mind though this does not mean that fairy tales would be free from
what we
would consider sexist thoughts, as within may cultures the women are
some of
the main enforces of some of the major anti-feminist aspects of that
culture.
Another
thing to keep in mind when
reading a fairy tale is that fairy tales were told by adults, often
times to
adults. The themes therefore are most often intended for adults, there
is
however an interesting facet to keep in mind in this. That is that this
does not
mean that these stories where not for children, though many have argued
otherwise, in her book “The Witch Must Die” Sheldon
Cashdan states that it is a
myth that fairy tales teach messages and that they are intended for
children. For
Cashdan fairy tales are much too gruesome to have been intended for
children.
However while we may often feel lovely sentiments of coddling children
the
truth of the past is far from this. Think for example of how many
children
today watch movies rated R and PG-13, now put yourself in a one room
house in
the past. What are the odds in such a situation that children did not
hear and
have favorite stories, especially when you consider what children where
in the
past. Children where much harder then we think of them, for they
watched half
the population die during some times, from disease, are and famine.
Children
also did a lot of work, hard labor included, they where not so cuddled
as today’s
children. And if children heard fairy tales, then they would have
altered the
story tellers methods, and words, so for good or bad the children of
the past
where a part of the fairy tales, no matter how dark.
As
for the idea that fairy tales do
not teach lessons this is not the entire truth as all stories including
fairy
tales teach us things, because we the reader or listener to these
stories will
take meanings away from the stories. Further as we change and alter the
stories
we often emphasis the parts that would give the fairy tales the meaning
that
the person rewriting or retelling the fairy tale wants to give. For
this reason
the fairy tales we are reading now do teach us to be leery of
strangers, to
listen to our parents, and so forth. It doesn’t matter what
the original story
was or what it was intended for what maters is what the person
receiving any
given fairy tale is told. This was the same in the past as it is today.
It is important to keep in mind also
that even should the intended meaning of a story be to entertain the
fairy tale
will stoll transmit meaning. All Fairy tales are a way of transmitting
messages
it is just not always certain what this message might be. However to
give a
modern day example of such transmission of meaning the fact that
everyone in
movies needs to be beautiful to be loved gives these movies the message
that
you too must be beautiful to be loved. Snow White transmitted this same
message
to the listeners of the past as the princess succeeded in getting the
prince
because of her beauty. At the same time of course this story also
taught the
listeners that those who obsessed competitively over how they looked
would be
punished. This is the interesting conundrum of stories, for our
cultural
prejudices will show through even as we try to eliminate the message
these
prejudices tell.
Finally for
anyone who would presume that the people told fairy tales of the past
solely
for entertainment should read “The Grandfather and
Grandson” one of the
folktales compiled by the Grimm Brothers this story is a direct message
about
the treatment of ones elders, a story which is used in churches to this
day. This
message occurs because people not only look for messages in the stories
they
hear, but try to add them to the stories they tell just as often.
I will mention at this
point however that such meanings may have been placed in the stories by
the very religious Grimm brothers, who altered many of the stories to
some degree. So what meaning many of the stories orginally held may be
lost.
France
and Germany,
two lands one land and the
back and fourth of history.
For those
in Western Culture there are in truth only a few fairy tales which are
hear
commonly, these
include Cinderella,
Sleeping Beauty, Hansel and Gretel, etc. Our most common conceptions of
these
fairy tales comes from France
and Germany
and to a lesser
extent from Northern Italy.
Though we might
think of these countries has having distinct cultures which are unified
among
themselves and separate from one another this is not necessarily true
now and
it certainly wasn’t true in the past. At one time France
Germany and Northern Italy
where all occupied by a similar set of
Germanic as will as more southern tribes that did not conform to modern
boarders. Such groups included the Franks, the Lombard’s,
the Goths, Gauls, Celts among many others. Further most all of these
nations where
at one point united into a single Empire ruled over by the Franks. The
Franks
were a Germanic Tribe who’s King is someone considered to be
one of Frances
Greatest Rulers, Charlemagne. Notice the cultural irony as these two
kingdoms
waged war and separated themselves from each other culturally, some of
their
most important cultural roots where fairly similar.
The
Holy Roman Empire
which spanned over these nations, is perhaps one fo the
greatest influences within these countries and this regions because of
it
religious, infrastructural, and social contributions to people. When
this
Empires reign came to an end the Frankish domination of these nations
did not,
further the kingdom broke up along lines different from the current
national
lines. The boarders of these lands divided and subdivided, as its
borders and
peoples fluxuated, moved and fought wars within and among each other,
until the
countries we know today emerged. But when one considers that many of
the fairy
tales we know of today had their origins from thousands of years ago,
we can
see how many of them may have had their beginnings or major plot lines
created
during the time when France
and Germany
where the same set of nations.
Consider
now that the Franks, and
the peoples of this region began as hunters and gatherers, people who
traveled
to the cold Northern part of Europe,
leaving
behind warmer homes. These people grew hard, even as they began to
farm,
splitting up into what was likely a clannish tribal systems. This
system of living
was fairly close to nature, much more so then we normally associate
with
Western peoples, there was however something strange about these
people. That
is while most of the world is considered to be more socially geared
towards
collectivism all the peoples later conquered by these Germanic Tribes
from 500
AD onwards would be some of the few individualistic peoples in the
world. While
it is common to associate such thinking with Rome and Greece, one must
consider at
the fact that the peoples who are the most individualistic in Europe
are those
who had the least influence from these groups, including Germany,
England,
France, Denmark, Sweden, and of course Northern Italy (Northern Italy
was
conquered and ruled by none Roman Tribes). Consider then that what
existed in this region
was likely current individualism or the birth place of this new
cultural
dimension. This made the carrying and changing of the fairy tales of
this
region much easier, allowing the fairy tales themselves to take on
new forms. For individualists can switch sides, and ideas quickly,
without
truly switching sides, allowing extreme opposite thoughts to exist in
the same
person.
So
as these tribes moved South into
What was once Roman Territory,
or Celtic
lands they began to do two things. First they subdivided the territory
into
regions and second they began to adopt the ideas and stories of the
southern
peoples while changing these ideas to match their own desires. It was
this
subdivision of so many peoples in a single area that would force
feudalism to
come into being, for there where so many different groups in a given
area,
peoples displaced who would live in the woods as bandits, roving
warlords, or
just cultural enemies with different ideas about life who would hide in
the
dark woodlands. In such an environment the people where willing to give
up
their freedom in order to gain safety and protection. This seems like
it could
be important to understanding fairy tales for two reasons, first that
people
should be so afraid they are willing to give up their traditional
freedoms is a
significant factor in the stories people would choose to tell, and
second all
peoples in this area experienced a time when they had unknown
dehumanized
enemies out in the wilderness, or even in the next village over. In
dehumanization one of the common beliefs is that those others eat
humans, and
since those others where common, stories of near human monster
cannibals would
therefore be very common as well.
Think
of this and then think about
the Hansel and Gretel stories, an evil creature in the woods waiting to
devour
people and most especially children. While the meaning of these stories
likely
changed they could easily have some of their roots, or at least their
prevalence
in the dehumanization of other peoples, in the early Dark Ages. This
however
does not explain how the parents in many of these stories could just
abandon
their kids, especially to the wiles of the evil beings in the woods.
The
answer to this question likely
came later as did the addition of abandoning ones children in the
woods. For as
disease and famine swept through Europe over half of all children born
would
die, prompting philosophers of the day to advise parents not to get too
close
to their children. While such advice was likely not always followed in
full it would
have influence, to the point where starvation did often lead parents to
abandon
their children to the wilderness. The abandonment then as will as the
witch in
the woods where both very real fears, not some psychological symbol.
Its
interesting to note that many
people seem to have been getting fairy tales all wrong for quite some
time.
Many people who have discussed fairy tales have said that the fairy
tales
represent some internal desire. That the villains are representative of
the
mother, puberty, and the bad parts of the listener. However it is just
as
likely that the villain represents the very real external fears of the
story
tellers, and of victory over such external forces. To illustrate this
idea I
would like you to imagine that you are a great hero. Now what are you
battling?
Chances are you imagine battling external forces, because while it is
important
to overcome sins and primal urges this is hardly what people typically
day
dream about over coming.
Then
what exactly does the witch
mean in fairy tales? The fairy tale after all is usually not a heroic
struggle,
in Cinderella, and Hansel and Gretel or the vast majority of other evil
villain
fairy tales, the story seems to focus on more domestic events.
According to Sheldon
this means that the witch represents the bad parts of ones self,
Bettelheim
states that the witch represents wrongful sexual desires or the hate or
anger
of and at ones mother. However it is likely that these stories have
multiple
meanings, the majority of which involve the destruction of some
external evil,
or the avoiding of becoming evil.
Remember
that fairy tales are most often told by and to
girls and women, this means that they will be most often maternal and
female
based conflicts. Further it is important to remember that no matter who
was
hearing the story such stories where most often told by adults, they
then are
not the stories children need to hear but the stories adults want
children to
hear. As Zipes has pointed out numerous times all such stories are
adult
stories, involving adult rather then child concerns, they are a way of
socializing children. For
this reason it
is unlikely that psycho-analysis came into play in such stories for it
would be
a rare Medieval parent to even think of Oedipal concepts much less that
this
would be the parents primary concern within a story. Parents rarely
tell
children stories to help them with their sexual longings, at least not
in so
obscure a way as many people seem to think they have. Certainly in the
Twelve
Dancing Princesses the story likely had such elements in them, it was
after all
about girls sneaking out at night to dance with boys. Such a story is
much more
blatant in its plot line however, and it involves no witches no major
defeated
opponents.
Think
now of
Cinderella, and other
wicked stepmother stories (keep in mind when examining the wicked step
mother motiph that Hansel and Gretel, and Snow White had the orignial
villions as their actual mother, the Grimm's changed this in order to
make the stories more acceptable). In many of these stories the young
girl is
successful because of the faith in their first mothers words, their
hard work
and continued kindness. Of further importance is likely the punishment
of the
wicked step mother, in a time when stepmothers where common as women
died young
one of the primary cultural mores was that women should make good
stepmothers.
It would have been the fear of every women that when they died their
children
should end up with a wicked stepmother, someone who cared little for
their
child, so the moral of these stories may have been that the stepmothers
success
and happiness might rest with the step daughter and failing to realize
this
could lead to punishment. There are likely many other meanings to such
tales,
but the repeated stepmother theme is likely due to the fear that ones
child
would end up with an evil stepmother should the real mother die.
As
for physical witches in fairy
tales, their presence and death could in truth result from the real
belief and
killingKinder- und Hausmärchen of witches
at this time. For much of the time of fairy tales millions
of women and girls where burned as witches and so the fear that such
things
might be in the woods or in the castle was very real. So to was the
fear that a
girl might succumb to the temptations of magic, the devil and
witchcraft.
People feared their daughters might follow the dark path of those
portrayed in
the stories.
Remember
at the time when most
fairy tales in Europe
where told it was believed
that girls where indeed very susceptible to the dark lure of
witchcraft, that
they where lustful, and weak willed, so susceptible to the traps of the
devil.
While obviously women and girls are likely no more or even arguably
less susceptible
to many lures one cannot place the constraints of reality over fairy
tales for
these are about beliefs from the time they came out of. And during the
dark
ages plagues, famines, and nature ravaged the poor of Europe, causing
them to
believe that there where indeed evil witches among them working dark
magic’s,
and people enjoyed the destruction of these beings so much that at
times they
would pitch into a wild fervor killing and torturing thousands of
people.
Further at these times it became a form of entertainment to watch
executions. For
the girl then to destroy the witch in the fairy tale is an indication
of the
duel nature of the fairy tale, for as tales told by women they are
often about
female heroines, but as the primary fear of the time was that of an
external
female witch, and the possibility that a girl might become one was so
real that
the witch had to die at the end of the story. This death would
represent a
victory over external fears, just as it would represent a lesson to
people not
to take the route of devil craft or they would end up as the witch
ended up.
Remember
as you study fairy tales
that they have duel many meanings, meanings which have changed over
time as the
stories have been edited and reedited to fit the time period of the
telling.
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